Thomas Grant Rosendahl

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Piper Jaffray & Co
  Portland, OR
• 08/2006 → Present
  Ubs Financial Services Inc.
  Portland, OR

Previous Registrations

• 2005-10-21 → 2006-08-12
  Piper Sandler & Co.
  Portland, OR
  Minneapolis, MN
  Portland, OR
• 2002-10-21 → 2005-11-17
  Ubs Financial Services Inc.
  Portland, OR

Other Businesses

1. LEXINGTON VENTURES LLC. LAKE OSWEGO, OR. NOT INVESTMENT RELATED. BUSINESS - REAL ESTATE. TITLE - MEMBER. START DATE - 02/07/2003. 1-2 HRS/MONTH. DUTIES - MANAGE REAL ESTATE. 2. LX 51 LLC., - LX 52 LLC., - LX 53 LLC., LAKE OSWEGO, OR. YES- INVESTMENT RELATED. BUSINESS - REAL ESTATE OWNERSHIP AND MANAGEMENT. TITLE - MEMBER, REGISTERED AGENT. START DATE - 05/31/2002. 2 HRS/MONTH. DUTIES - REAL ESTATE OWNERSHIP AND MANAGEMENT. 3. LX 32 LLC. OSWEGO, OR. YES - INVESTMENT RELATED. BUSINESS - REAL ESTATE OWN/MANAGE. MEMBER/REGISTERED AGENT. DATE - 03/03/2003. 2 HRS/MONTH. DUTIES/OWN/MANAGE. 3. ARIUM DEVELOPMENT. OSWEGO, OR. YES - INVESTMENT RELATED. BUSINESS - CONSTRUCTION. TITLE/SECRETARY - TREASURER. 01/01/1992. NONE/HRS/MONTH. DUTIES - RESIDENTIAL CONSTRUCTION. 3766 E Parkcenter Blvd., Boise, ID 83716, rental property, Proprietor / owner, Management and Operations, start date-9/9/2022, IdahoUnited States-83716 6606 N Spindrift Way, Meridian, ID 83646-6882, Rental property, Proprietor / owner, Management and Operations start date-10/21/2022, Idaho United States-83646 LV-Parkcenter LLC, rental property, Proprietor / owner, Own and Manage, start date-9/9/2022, Peoria, Maricopa CountyArizonaUnited States85383 LV- Spindrift LLC, rental property, Proprietor / owner, Manage Entitystart date-10/21/2022, Peoria, Maricopa CountyArizonaUnited States85383 Lakewood LLC, Real estate, Proprietor / owner, real estate ownership and operations, start date-8/8/2022, Lake Oswego/Clackamas CountyORUnited States-97034.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-23
• S63 Uniform Securities Agent State Law Examination
  1985-01-08