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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-02-12 |
| IA | RA | APPROVED | 2025-06-03 |
| AZ | RA | APPROVED | 2023-09-21 |
| IL | RA | APPROVED | 2015-05-22 |
Branch Locations
14 S Hickory St, Frankfort, IL 60423 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Salle St. Securities, Inc. | Frankfort | IL | 08/1996 | Present |
FIXED INSURANCE; REGISTERED ADVISOR LSIA;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-28 |
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