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John Paul Simmons

Stifel, Nicolaus & Company, Incorporated

Auburn, AL

Montgomery, AL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-03-03
AL RA APPROVED 2014-02-28
TX RA APPROVED 2014-02-28
  • GA RA
    APPROVED
    Since 2014-03-03
  • AL RA
    APPROVED
    Since 2014-02-28
  • TX RA
    APPROVED
    Since 2014-02-28

Branch Locations

2607 East Glenn Avenue, Auburn, AL 36830 • United States

2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Montgomery AL 02/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-01
S63 Uniform Securities Agent State Law Examination 1983-12-16
  • S65 Uniform Investment Adviser Law Examination
    1992-09-01
  • S63 Uniform Securities Agent State Law Examination
    1983-12-16

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Auburn, AL
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STATE FARM INVESTMENT MANAGEMENT CORP. · Auburn, AL
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OSAIC WEALTH, INC. · AUBURN, AL
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