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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
MA RA APPROVED 2001-07-19
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • MA RA
    APPROVED
    Since 2001-07-19

Branch Locations

One Olde North Road Suite #201, Chelmsford, MA 01824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Medford MA 09/1991 Present
  • 09/1991 → Present
    Commonwealth Equity Services, Inc.
    Medford, MA
Other Businesses

1. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-12-19
  • S63 Uniform Securities Agent State Law Examination
    1983-12-19

View on SEC IAPD

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