Kimberley Krokos Baker

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1989 → Present
  Advance Financial Group
  Ws, NC
• 12/2012 → 06/2024
  Securities America, Inc.
  Winston Salem, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Winston Salem, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Winston Salem, NC

Previous Registrations

• 2014-08-19 → 2024-06-14
  Securities America Advisors, Inc.
  Winston Salem, NC

Other Businesses

1. ADVANCE FINANCIAL GROUP POSITION: owner NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - START DATE: 12/2012 - LOCATED AT 615 ROSLYN RD, WINSTON SALEM, NC 27104 INVESTMENT RELATED: Yes NUMBER OF HOURS: 147 SECURITIES TRADING HOURS: 145 START DATE: 12/01/2012 ADDRESS: 615 Roslyn Road, Winston Salem NC 27104 DESCRIPTION: Comprehensive Financial Planning and Investment advisory Services 2. ADVANCE FINANCIAL GROUP POSITION: owner NATURE: 1.DBA SOLE PROPRIETOR OF ADVANCE FINANCIAL GROUP, SINCE AUGUST 1990, 615 ROSLYN ROAD, WINSTON SALEM, NC, INVESTMENT RELATED: Yes NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 155 START DATE: 08/01/1990 ADDRESS: 615 Roslyn RD, Winston Salem NC 27104, United States DESCRIPTION: Comprehensive Financial planning and investment advisory 3. INSURANCE SALES POSITION: insurance evaluation and sales NATURE: 2. INSURANCE SALES - AGENT - NON-INVESTMENT RELATED - START DATE: 11/1989 - LOCATED AT 615 ROSLYN RD, WINSTON SALEM, NC 27104 - TIME SPENT: 80% INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/1989 ADDRESS: 615 Roslyn Road, Winston Salem NC 27104, United States DESCRIPTION: insurance sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-12
• S63 Uniform Securities Agent State Law Examination
  1985-10-01

Designations

• Certified Financial Planner

Other Names

• Kimberley Jean Krokos
• Kimberley Jean Baker
• Kimberley Jean Krokos
• Kim Krokos