Randy Steven Farish

Employer firm

Aegis Wealth Management, Inc. CRD 301990

$216M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  American Senior Benefits
  West Jordan, UT
• 02/2016 → 05/2017
  Forest Securities, Inc
  St. George, UT
• 09/2020 → 12/2022
  Gradient Advisors, Llc
  St. George, UT
• 02/2012 → Present
  Randy Farish Insurance
  St. George, UT
• 01/2023 → 02/2024
  Simple Financial, Llc
  St. George, UT
• 03/2012 → Present
  Legacy Insurance & Financial Services, Llc
  St. George, UT
• 10/2018 → 06/2019
  Legacy Wealth Management, Llc
  St. George, UT
• 02/2024 → Present
  Aegis Wealth Management, Inc.
  Guthrie Center, IA

Previous Registrations

• 2023-03-24 → 2024-03-28
  Simple Financial, Llc
  St. George, UT
  West Jordan, UT
• 2020-09-08 → 2022-12-31
  Gradient Advisors, Llc
  St. George, UT
  Arden Hills, MN
• 2018-10-30 → 2019-06-17
  Legacy Wealth Management, Llc
  St George, UT
  Boise, ID

Other Businesses

NAME: Legacy Insurance & Financial Services POSITION: Field Manager. NATURE: Insurance sales (personal production). INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/16/2012 ADDRESS: 1664 S Dixie Dr, H-105, St George UT 84770; DESCRIPTION: Solicit and effect insurance sales. Provide service to existing clients. Manage other agents. NAME: American Senior Benefits; POSITION: Agent/Manager; NATURE: Insurance; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 03/16/2012 ADDRESS: 1664 S Dixie Dr, H-105, St George UT 84770; DESCRIPTION: Solicit and effect insurance sales. Provide service to existing clients. Manage other agents. NAME: Randy Farish Insurance; POSITION: Insurance Agent; NATURE: Insurance; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/2012 ADDRESS: 1664 S Dixie Dr, H-105, St George UT 84770; DESCRIPTION: Solicit and effect insurance sales. Provide service to existing clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-07-26
• S63 Uniform Securities Agent State Law Examination
  2015-10-10