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Gordon Frederick Semeniuk

Ubs Financial Services Inc.

Charlotte, NC

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-14
TX RA APPROVED_RES 2008-06-03
NC RA APPROVED 2001-12-31
  • CA RA
    APPROVED
    Since 2022-01-14
  • TX RA
    APPROVED_RES
    Since 2008-06-03
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

13024 Ballantyne Corporate Plaza Suite 650, Charlotte, NC 28277 • United States

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 10/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-26
S63 Uniform Securities Agent State Law Examination 1984-01-05
  • S65 Uniform Investment Adviser Law Examination
    1994-09-26
  • S63 Uniform Securities Agent State Law Examination
    1984-01-05

View on SEC IAPD

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