Stanley Jerome Keyes

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
• 04/2009 → Present
  Kovack Securities, Inc.
  Ft. Lauderdale, FL

Previous Registrations

• 2005-12-02 → 2009-04-01
  Fsc Securities Corporation
  Crowley, LA
  Crowley, LA
• 2004-04-01 → 2005-04-01
  Pan-American Investment Advisers, Inc.
  Crowley, LA

Other Businesses

1) DBA- KEYES FINANCIAL SERVICES - OWNER, BROKERAGE BUSINESS AND INCOME TAX PREPARATION, 80% OF TIME SPENT. 2) S. KEYES CORPORATION - CORPORATION FOR OPERATING BROKERAGE BUSINESS, TAX PREPARATION, AND RENTAL PROPERTY, PRESIDENT, 10% OF TIME SPENT. 3) FIXED INSURANCE - SALES OF FIXED INSURANCE PRODUCTS, 1% OF TIME SPENT, COMPENSATED BY COMMISSION. 4) RENTAL PROPERTY - PROPERTY OWNED BY S. KEYES CORPORATION, OFFICE RENTAL TO 1 TENANT, OWNER, 1% OF TIME SPENT. 5) LAY MISSIONARY - SPEAKING ENGAGEMENTS AT CHURCH, NON-FINANCIAL RELATED, 3% OF TIME SPENT, COMPENSATED BY FEES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-25
• S63 Uniform Securities Agent State Law Examination
  1983-12-09

Other Names

• Stan Keyes