Thomas Stanchfield Lee

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Stifel Nicolaus & Co Inc
  Golden Valley, MN

Previous Registrations

• 2011-01-03 → 2015-09-24
  Wells Fargo Clearing Services, Llc
  Wayzata, MN
  Bloomington, MN
  Wayzata, MN
• 2008-08-29 → 2011-01-03
  Wells Fargo Investments, Llc
  Wayzata, MN
  Wayzata, MN
  Wayzata, MN
  Wayzata, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1983-11-22

Designations

• Certified Financial Planner

Other Names

• Tom Lee
• Thomas Stonchfield Lee