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Lawrence Howard Levy

Ike Capital, LLC

Boca Raton, FL

New York, NY

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Current Employers
Ike Capital, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-27
NY RA APPROVED 2021-09-06
  • FL RA
    APPROVED
    Since 2026-01-27
  • NY RA
    APPROVED
    Since 2021-09-06

Branch Locations

Boca Raton, FL • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ike Capital, Llc New York NY 09/2004 Present
Wunderlich Securities, Inc. Memphis TN 01/2015 09/2016
  • 09/2004 → Present
    Ike Capital, Llc
    New York, NY
  • 01/2015 → 09/2016
    Wunderlich Securities, Inc.
    Memphis, TN
Previous Registrations
  • 2015-01-23 → 2016-09-16
    B. Riley Wealth Management
    New York, NY
  • 2006-03-17 → 2015-01-28
    Dominick & Dickerman Llc
    New York, NY
    New York, NY
  • 2008-05-06 → 2010-12-02
    Ike Capital, Llc
    New York, NY
  • 2003-01-17 → 2004-09-21
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 1995-03-03 → 2003-01-17
    Pershing Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-08
S63 Uniform Securities Agent State Law Examination 1989-11-27
  • S65 Uniform Investment Adviser Law Examination
    2006-03-08
  • S63 Uniform Securities Agent State Law Examination
    1989-11-27

View on SEC IAPD

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