Paul Michael Games

Current Employers

Employment History

• 03/2009 → 06/2024
  Securities America, Inc.
  Newburyport, MA
• 03/2009 → 06/2024
  Securities America Advisors, Inc.
  Newburyport, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newburyport, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newburyport, MA

Previous Registrations

• 2009-03-31 → 2024-06-14
  Securities America Advisors, Inc.
  Newburyport, MA
• 1998-03-25 → 2009-04-03
  Signator Investors, Inc.
  Andover, MA
  Andover, MA

Other Businesses

1. Pathfinder Financial Group - DBA 2. THE BRAIN ANEURYSM FOUNDATION POSITION: Treasurer NATURE: THE BRAIN NEURYSM FOUNDATION /CHARITABLE HEALTH ORGANIZATION-- TREASURER - 2% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2002 ADDRESS: 269 Hanover Street, Building #3, Hanover MA 02339, United States DESCRIPTION: Provide financial advice and guidance for the Charities benefit and help manage their investable assets along with several committee members. All investment decisions are made on a group vote basis. 3. PATHFINDER FINANCIAL GROUP, INC. POSITION: President/Owner NATURE: PAUL GAMES - PATHFINDER FINANCIAL GROUP INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2009 ADDRESS: 5 Water Street, Suite 5B, Newburyport MA 01950, United States DESCRIPTION: Owns my business real estate investments. It is a C corporation. 4. PAUL M GAMES P&C AGENT POSITION: Agent NATURE: PROPERTY & CASUALTY & BUSINESS GROUP BENEFITS - INSURANCE SALES - AGENT - Investment Related - 10% TIME SPENT - Start Date: 03/2007 - Located at 5 WATER STREET UNIT 5B, NEWBURYPORT, MA 01950 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2007 ADDRESS: 5 Water Street, Suite 5B, Newburyport MA 01950, United States DESCRIPTION: Personal and commercial insurance sales. 5. CLIPPER SHIP VENTURES DBA LIBERTY TAX SERVICE POSITION: Investor/Owner NATURE: I purchased with my wife a Tax Preparation Franchise through Liberty Tax Service on Nov. 22, 2016. This franchise offers personal and business income tax returns. I am employing an outside manager to run the office and hiring employees to prepare the tax returns. The office address will be located at: 5 Water Street, Suite 5C, Newburyport, MA 01950. This is a separate office locationfrom my current office. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2017 ADDRESS: 5 Water Street, Suite 5C, Newburyport MA 01950, United States DESCRIPTION: Overseeing the operation via the Branch Manager whowill be managing the day to day office functions, such as, advertising,customer service, employee oversight. Making sure the operation is running with-in the bylaws of the Franchise policy.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-14
• S63 Uniform Securities Agent State Law Examination
  1984-03-21

Designations