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Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-12-06
  • HI RA
    APPROVED
    Since 2023-12-06

Branch Locations

98-029 Hekaha St Ste 5, Aiea, HI 96701-4917 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 01/2013 10/2023
J.W. Cole Advisors, Inc. Tampa FL 01/2013 10/2023
Allstate Insurance Co Northbrook IL 11/2023 Present
Allstate Financial Advisors Llc Lincoln NE 11/2023 Present
Allstate Financial Services Llc Lincoln NE 11/2023 Present
  • 01/2013 → 10/2023
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 01/2013 → 10/2023
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 11/2023 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 11/2023 → Present
    Lincoln, NE
  • 11/2023 → Present
    Allstate Financial Services Llc
    Lincoln, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-09
S63 Uniform Securities Agent State Law Examination 1989-08-23
  • S65 Uniform Investment Adviser Law Examination
    1999-06-09
  • S63 Uniform Securities Agent State Law Examination
    1989-08-23

View on SEC IAPD

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