Carol Lynn Meyer

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2020-12-02
TX	RA	APPROVED_RES	2020-11-24

IL RA
APPROVED

Since 2020-12-02
TX RA
APPROVED_RES

Since 2020-11-24

Branch Locations

Lockport, IL • United States

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Chicago	IL	06/2009	Present

06/2009 → Present

Morgan Stanley

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-23
S63	Uniform Securities Agent State Law Examination	1984-02-23

S66 Uniform Combined State Law Examination

2020-11-23
S63 Uniform Securities Agent State Law Examination

1984-02-23

Other Names

Carol Lynn Kwak Patrianakos
Carol Lynn Patrianakos
Carol Lynn Kwak
Carol Lynn Patrianakos
Carol L Patros
Carol L Patrianakos

View on SEC IAPD