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Frank Venezia

First Trust Advisors LP

New York, NY

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-22
  • IL RA
    APPROVED
    Since 2022-07-22

Branch Locations

New York, NY • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co New York NY 12/2015 02/2018
Cantor Fitzgerald Wealth Partners, Llc New York NY 11/2016 02/2018
Cantor Fitzgerald Investment Advisors Lp New York NY 02/2018 01/2022
Unemployed New York NY 01/2022 05/2022
First Trust Portfolios Wheaton IL 05/2022 Present
First Trust Advisors Wheaton IL 05/2022 Present
  • 12/2015 → 02/2018
    Cantor Fitzgerald & Co
    New York, NY
  • 11/2016 → 02/2018
    Cantor Fitzgerald Wealth Partners, Llc
    New York, NY
  • 02/2018 → 01/2022
    Cantor Fitzgerald Investment Advisors Lp
    New York, NY
  • 01/2022 → 05/2022
    Unemployed
    New York, NY
  • 05/2022 → Present
    First Trust Portfolios
    Wheaton, IL
  • 05/2022 → Present
    First Trust Advisors
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-08
S63 Uniform Securities Agent State Law Examination 2011-02-23
  • S65 Uniform Investment Adviser Law Examination
    2011-06-08
  • S63 Uniform Securities Agent State Law Examination
    2011-02-23

View on SEC IAPD

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