Best Investors Account Sign in
Current Employers
Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-05
  • CA RA
    APPROVED
    Since 2022-01-05

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Salinas, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities, Inc. Carmel CA 09/1983 12/2021
Momentum Independent Network Inc. Dallas TX 01/2022 Present
Previous Registrations
  • 2008-11-20 → 2022-02-15
    Dallas, TX
    Monterey, CA
  • 2004-01-27 → 2008-12-22
    M.L. Stern & Co., Llc.
    Carmel, CA
    Carmel, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-27
  • S63 Uniform Securities Agent State Law Examination
    1984-03-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor