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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-18 |
| NC | RA | APPROVED | 2022-04-15 |
Branch Locations
4250 Congress St., Ste. 200, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Securities, Inc. | Charlotte | NC | 01/2009 | 03/2022 |
| Triad Advisors | Norcross | GA | 03/2022 | 08/2024 |
| Gallagher Fiduciary Advisors, Llc | Charlotte | NC | 04/2022 | Present |
| Osaic Wealth, Inc. | Charlotte | NC | 08/2024 | Present |
1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: National Practice Leader - Executive Benefits Start Date: 04/01/2022 Hours Per Month: 20 Hours Per Day: 1 Duties: Executive Benefit consultant for not for profit organizations 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Executive Benefit Consulting Position: National Practice Leader - Executive Benefits Start Date: 03/01/2015 Hours Per Month: 140 Hours Per Day: 6 Duties: executive benefit consultant for not for profits. 2) GALLAGHER BENEFIT SERVICES POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2015 ADDRESS: 4250 Congress Street, Suite 225, Charlotte NC 28209, United States DESCRIPTION: Insurance agent and advisor 3) GALLAGHER FIDUCIARY ADVISORS POSITION: Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2015 ADDRESS: 4250 Congress Street, Suite 225, Charlotte NC 28209, United States DESCRIPTION: Not actively involved but registered through Osaic as our broker dealer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-29 |
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