Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-08 |
| IN | RA | APPROVED | 2002-09-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 09/2006 | Present |
| Bank Of America, Na | Indianapolis | IN | 12/2009 | Present |
I*25447 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DKS MARKETING INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOGANSPORT, INDIANA 46947 NATURE OF BUSINESS: LLC,LLC POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/1975 NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER-MAINTAIN HISTORICAL RECORDS/MAINTAIN ACTIVE AGRICULTURAL STATUS OF PROPERTY. FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARINE FOUNDATION OF INDIANA, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: INDIANAPOLIS, INDIANA 46219 POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 1/2/2012 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RAISE FUNDS FOR WOUNDED WARRIORS AND THEIR FAMILIES PLUS PROVIDE SCHOLORSHIPS FOR SURVIVING CHILDREN OF KIA MARINES. I*126741 For profit or not for profit: For-Profit Organization Name of outside business organization: Agenda Corp Investment related: N Address of business: Indianapolis, Indiana 46280 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 3/12/2008 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This business exists within DKS Marketing and was set up to handle the Bull and Bear Ranch, an agricultural property, which leases land to a local farmer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-29 |
Reach out to this advisor