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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-21
TX RA APPROVED_RES 2023-06-29
VA RA APPROVED 2023-06-29
  • MD RA
    APPROVED
    Since 2024-11-21
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1751 Pinnacle Drive Suite 425, Mclean, VA 22102 • United States

Vienna, VA • United States

511 Crows Point Road, Swanton, MD 21561 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

(1) VARIOUS INSURANCE COMPANIES, INSURANCE, REPRESENTATIVE - SELLS FIXED INSURANCE - LIFE, LTC, DISABILITY AND HEALTH; (2) CRUMP LIFE INSURANCE, 4250 CRUMS MILL ROAD, HARRISBURG, PA 17112, INSURANCE, REPRESENTATIVE, FIXED LIFE AND LTC SALES; (3) NAME OF OTHER BUSINESS: VLP FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED BRANCH NATURE OF BUSINESS: DBA FOR ADVISORY INVESTMENT MANAGEMENT POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER AND 10% OWNER START DATE: 10/01/2012 APX NUMBER OF HOURS PER WEEK: 45 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OFFERS A VARIETY OF FINANCIAL SERVICES; (4) NAME OF OTHER BUSINESS: PARAGON WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RECRUITING NEW REPS TO CETERA ADVISOR NETWORKS REGION START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: REGIONAL DIRECTOR BRIEF DESCRIPTION OF DUTIES: PROVIDE LEADERSHIP FOR REGION'S REP, RECRUIT REPS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-13
S63 Uniform Securities Agent State Law Examination 1983-11-11
  • S65 Uniform Investment Adviser Law Examination
    1997-03-13
  • S63 Uniform Securities Agent State Law Examination
    1983-11-11
Designations

View on SEC IAPD

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