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Kristen Lynn Hummel

Pnc Wealth Management LLC

Strongsville, OH

Cleveland, OH

CRD 1208005

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-09-12
PA RA APPROVED 2011-09-12
  • OH RA
    APPROVED
    Since 2011-09-12
  • PA RA
    APPROVED
    Since 2011-09-12

Branch Locations

Strongsville, OH • United States

Cleveland Main Pnc Investments 1900 East 9Th Street, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 08/2011 Present
  • 08/2011 → Present
    Pnc Investments
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-12
S63 Uniform Securities Agent State Law Examination 1989-08-17
  • S66 Uniform Combined State Law Examination
    2006-04-12
  • S63 Uniform Securities Agent State Law Examination
    1989-08-17
Other Names
  • Kristen Hummel Norman
  • Kristen Lynn Norman

View on SEC IAPD

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