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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-07 |
| TX | RA | APPROVED | 2013-07-03 |
Branch Locations
945 Bunker Hill Rd Suite 300, Houston - Memorial City, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Houston | TX | 07/2013 | Present |
ASHCROFT MANAGEMENT; INVESTMENT RELATED; HOUSTON, TX; FAMILY PARTNERSHIP; CO-OWNER WITH SPOUSE; START DATE 2/9/09; 1 HR MONTH; 0 HRS DURING TRADING; DUTIES: MANAGER. Name/Address: EFM Interests LLC Houston TX 77001 Start Date: 1/5/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: 7 Twisted Oak LLP, 2208 Hills Rd, Carmine, TX 78932 Start Date: 9/9/2024 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Managing Partner Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-11-29 |
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