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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-18
  • TX RA
    APPROVED
    Since 2014-07-18

Branch Locations

945 Bunker Hill Rd Suite 300, Houston - Memorial City, TX 77024 • United States

208 Parking Way, Lake Jackson, TX 77566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co Houston TX 07/2014 04/2017
Robert W. Baird & Co., Inc. Lake Jackson TX 04/2017 Present
  • 07/2014 → 04/2017
    Robert W. Baird & Co
    Houston, TX
  • 04/2017 → Present
    Robert W. Baird & Co., Inc.
    Lake Jackson, TX
Previous Registrations
  • 2008-01-01 → 2014-07-21
    Lake Jackson, TX
  • 2002-09-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lake Jackson, TX
    St. Louis, MO
    Lake Jackson, TX
Other Businesses

Name/Address: Brazosport College Start date: 9/2018 Hours spent: 3 hrs/week Hours spent during trading Hours: Zero Role/Responsibility: I will be teaching a community education class on Financial Planning for Women Non Investment related Name/Address: Euchee Valley LLC, 2900 N Euchee Valley RD, Cushing, OK 74023 Start Date: Dec 08, 2025 Hours Spent: 1-5; During Trading Hours: 0 Role/Responsibility: Owner Not Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-06
  • S66 Uniform Combined State Law Examination
    2002-11-06
Designations
Other Names
  • Giovanna Allison Swisher
  • Giovanna Lynn Allison

View on SEC IAPD

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