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Paul Flood

Strategic Advisers LLC

Mt. Laurel Nj, NJ

CRD 1207024

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NJ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Mt. Laurel Nj, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade San Francisco CA 07/2015 01/2017
Citizens Bank Marlton NJ 11/2018 11/2021
Citizens Securities, Inc Canton MA 12/2018 11/2021
Unemployed Hayward CA 02/2017 07/2017
Ess Source4Teachers Mission 1 Cherry Hill NJ 08/2017 11/2018
Fidelity Investments Merrimack NH 11/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2015 → 01/2017
    Scottrade
    San Francisco, CA
  • 11/2018 → 11/2021
    Citizens Bank
    Marlton, NJ
  • 12/2018 → 11/2021
    Citizens Securities, Inc
    Canton, MA
  • 02/2017 → 07/2017
    Unemployed
    Hayward, CA
  • 08/2017 → 11/2018
    Ess Source4Teachers Mission 1
    Cherry Hill, NJ
  • 11/2021 → Present
    Fidelity Investments
    Merrimack, NH
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-01-16 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Mt. Laurel Nj, NJ
    Merrimack, NH
  • 2015-02-18 → 2015-06-08
    Msi Financial Services, Inc.
    Wall Township, NJ
  • 2013-12-23 → 2014-10-06
    Equitable Advisors, Llc
    Woodbridge, NJ
Other Businesses

OBA-130344|OrgNmn:Paul Flood Short Story audio book |Org Addr:Mt. Laurel,New Jersey,US|OBA Nature:Author |Invst Rel:N|Title:Author of book |Duties:Occasional monitor subscriptions / general promotion |StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
S63 Uniform Securities Agent State Law Examination 1985-06-21
  • S66 Uniform Combined State Law Examination
    2022-12-16
  • S63 Uniform Securities Agent State Law Examination
    1985-06-21
Other Names
  • Paul Rufus Flood
  • Paul Flood

View on SEC IAPD

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