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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-11-12
  • NJ RA
    APPROVED
    Since 2014-11-12

Branch Locations

23 Vreeland Road, Suite 201, Florham Park, NJ 07932 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Morristown NJ 10/2014 Present
Private Advisor Group, Llc Morristown NJ 11/2014 Present
Previous Registrations
  • 2004-11-19 → 2014-11-10
    Summit Equities, Inc.
    Parsippany, NJ
    Parsippany, NJ
  • 2004-11-19 → 2014-11-10
    Summit Financial Resources Inc
    Parsippany, NJ
  • 2003-12-04 → 2004-11-19
    Chase Investment Services Corp.
    New York, NY
Other Businesses

(1) 1/28/2015: PRIVATE ADVISOR GROUP, LLC - DBA: (HYBRID) PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - IAR - 80% OF TIME SPENT. (2) 11/7/2016: Madison Wealth Planners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 11/01/2016 - 160 Hours Per Month During Securities Trading. (3) 12/12/2016: Private Advisor Group - DBA: (Hybrid) Madison Wealth Planners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/15/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 6/15/2017: Ferrara, Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2000 - 0 Hours Per Month - Fixed insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-25
S63 Uniform Securities Agent State Law Examination 1984-01-12
  • S65 Uniform Investment Adviser Law Examination
    2003-11-25
  • S63 Uniform Securities Agent State Law Examination
    1984-01-12
Designations

View on SEC IAPD

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