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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-11-12 |
Branch Locations
23 Vreeland Road, Suite 201, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Morristown | NJ | 10/2014 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 11/2014 | Present |
(1) 1/28/2015: PRIVATE ADVISOR GROUP, LLC - DBA: (HYBRID) PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - IAR - 80% OF TIME SPENT. (2) 11/7/2016: Madison Wealth Planners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 11/01/2016 - 160 Hours Per Month During Securities Trading. (3) 12/12/2016: Private Advisor Group - DBA: (Hybrid) Madison Wealth Planners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/15/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 6/15/2017: Ferrara, Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2000 - 0 Hours Per Month - Fixed insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-12 |
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