Richard Ferris Samara

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Lpl Financial Llc
  Morristown, NJ
• 11/2014 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2004-11-19 → 2014-11-10
  Summit Equities, Inc.
  Parsippany, NJ
  Parsippany, NJ
• 2004-11-19 → 2014-11-10
  Summit Financial Resources Inc
  Parsippany, NJ
• 2003-12-04 → 2004-11-19
  Chase Investment Services Corp.
  New York, NY

Other Businesses

(1) 1/28/2015: PRIVATE ADVISOR GROUP, LLC - DBA: (HYBRID) PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - IAR - 80% OF TIME SPENT. (2) 11/7/2016: Madison Wealth Planners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 11/01/2016 - 160 Hours Per Month During Securities Trading. (3) 12/12/2016: Private Advisor Group - DBA: (Hybrid) Madison Wealth Planners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/15/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 6/15/2017: Ferrara, Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2000 - 0 Hours Per Month - Fixed insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-25
• S63 Uniform Securities Agent State Law Examination
  1984-01-12

Designations

• Certified Financial Planner