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David Carl Stokes

Stokes Family Office LLC

New Orleans, LA

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Current Employers
Stokes Family Office Llc

1100 Poydras St Ste. 2775, New Orleans, LA 70163 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-31
LA RA APPROVED 2019-05-30
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • LA RA
    APPROVED
    Since 2019-05-30

Branch Locations

1100 Poydras St Ste. 2775, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2014 05/2019
Stokes & Hubbell Capital Management, Llc New Orleans LA 10/2014 07/2019
Stokes Family Office Llc New Orleans LA 02/2019 Present
Stokes Asset Management, Llc New Orleans LA 05/2022 11/2025
Stokes Opportunity Fund I Gp, Llc New Orleans LA 05/2022 11/2025
Whitefish Laplaya, Llc New Orleans CA 05/2022 Present
Dave Greg Doug, L.L.C. New Orleans LA 02/2021 Present
David C. Stokes, L.L.C. New Orleans LA 02/2019 12/2022
  • 10/2014 → 05/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2014 → 07/2019
    Stokes & Hubbell Capital Management, Llc
    New Orleans, LA
  • 02/2019 → Present
    New Orleans, LA
  • 05/2022 → 11/2025
    Stokes Asset Management, Llc
    New Orleans, LA
  • 05/2022 → 11/2025
    Stokes Opportunity Fund I Gp, Llc
    New Orleans, LA
  • 05/2022 → Present
    Whitefish Laplaya, Llc
    New Orleans, CA
  • 02/2021 → Present
    Dave Greg Doug, L.L.C.
    New Orleans, LA
  • 02/2019 → 12/2022
    David C. Stokes, L.L.C.
    New Orleans, LA
Previous Registrations
  • 2014-10-13 → 2019-07-16
    Stokes & Hubbell Capital Management, Llc
    New Orleans, LA
  • 1985-06-25 → 2014-10-13
    Cetera Wealth Services, Llc
    New Orleans, LA
    Metairie, LA
  • 1992-05-20 → 2008-07-02
    Stokes & Hubbell Capital Management Inc
    Metairie, LA
    Metairie, LA
Other Businesses

NOLA Family LLC NOT INVESTMENT-RELATED WHITEFISH, MT RENTAL PROPERTY OWNER 3/6/2024 0-5 HOURS PER MONTH 0-5 HOURS DURING TRADING HOURS MANAGE RENTAL PROPERTY WHITEFISH LAPLAYA, LLC NOT INVESTMENT-RELATED SAN DIEGO, CA RENTAL PROPERTY OWNER 05/23/2022 0-5 HOURS PER MONTH 0-5 HOURS DURING TRADING HOURS MANAGE RENTAL PROPERTY DAVE GREG DOUG, L.L.C. INVESTMENT-RELATED 1100 POYDRAS ST., SUITE 2775, NEW ORLEANS, LA 70163 L.L.C. FORMED FOR PRIVATE INVESTMENT HOLDINGS OWNER 02/18/2021 0-1 HOURS PER MONTH 0-1 HOURS DURING TRADING HOURS MAKE PRIVATE INVESTMENTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-25
  • S63 Uniform Securities Agent State Law Examination
    1984-06-25
Designations
Other Names
  • Dave Stokes

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