David Carl Stokes

Employer firm

Stokes Family Office LLC CRD 300899

$3.35B regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 05/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2014 → 07/2019
  Stokes & Hubbell Capital Management, Llc
  New Orleans, LA
• 02/2019 → Present
  Stokes Family Office Llc
  New Orleans, LA
• 05/2022 → 11/2025
  Stokes Asset Management, Llc
  New Orleans, LA
• 05/2022 → 11/2025
  Stokes Opportunity Fund I Gp, Llc
  New Orleans, LA
• 05/2022 → Present
  Whitefish Laplaya, Llc
  New Orleans, CA
• 02/2021 → Present
  Dave Greg Doug, L.L.C.
  New Orleans, LA
• 02/2019 → 12/2022
  David C. Stokes, L.L.C.
  New Orleans, LA

Previous Registrations

• 2014-10-13 → 2019-07-16
  Stokes & Hubbell Capital Management, Llc
  New Orleans, LA
• 1985-06-25 → 2014-10-13
  Cetera Wealth Services, Llc
  New Orleans, LA
  Metairie, LA
• 1992-05-20 → 2008-07-02
  Stokes & Hubbell Capital Management Inc
  Metairie, LA
  Metairie, LA

Other Businesses

NOLA Family LLC NOT INVESTMENT-RELATED WHITEFISH, MT RENTAL PROPERTY OWNER 3/6/2024 0-5 HOURS PER MONTH 0-5 HOURS DURING TRADING HOURS MANAGE RENTAL PROPERTY WHITEFISH LAPLAYA, LLC NOT INVESTMENT-RELATED SAN DIEGO, CA RENTAL PROPERTY OWNER 05/23/2022 0-5 HOURS PER MONTH 0-5 HOURS DURING TRADING HOURS MANAGE RENTAL PROPERTY DAVE GREG DOUG, L.L.C. INVESTMENT-RELATED 1100 POYDRAS ST., SUITE 2775, NEW ORLEANS, LA 70163 L.L.C. FORMED FOR PRIVATE INVESTMENT HOLDINGS OWNER 02/18/2021 0-1 HOURS PER MONTH 0-1 HOURS DURING TRADING HOURS MAKE PRIVATE INVESTMENTS

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-06-25

Designations

• Certified Financial Planner

Other Names

• Dave Stokes