Curt William Knapp

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-12-20

FL RA
APPROVED

Since 2023-12-20

Branch Locations

Parkland, FL • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Investacorp, Inc.	Miami Lakes	FL	08/1989	07/2020
Investacorp Advisory Services, Inc	Miami Lakes	FL	12/2001	07/2020
Securities America, Inc.	Parkland	FL	07/2020	12/2023
Securities America Advisors	Parkland	FL	07/2020	12/2023
Kovack Securities, Inc.	Fort Lauderdale	FL	12/2023	Present
Kovack Advisors, Inc.	Fort Lauderdale	FL	12/2023	Present

08/1989 → 07/2020

Investacorp, Inc.

Miami Lakes, FL
12/2001 → 07/2020

Investacorp Advisory Services, Inc

Miami Lakes, FL
07/2020 → 12/2023

Securities America, Inc.

Parkland, FL
07/2020 → 12/2023

Securities America Advisors

Parkland, FL
12/2023 → Present

Kovack Securities, Inc.

Fort Lauderdale, FL
12/2023 → Present

Kovack Advisors, Inc.

Fort Lauderdale, FL

Previous Registrations

2020-07-31 → 2023-12-21

Securities America Advisors, Inc.

Parkland, FL
2002-01-25 → 2020-07-31

Investacorp Advisory Services Inc

Miami, FL

Miami Lakes, FL

Other Businesses

1) REAL ESTATE - 7440 MIAMI LAKES DRIVE, F-110, MIAMI LAKES DRIVE, FL 33014; INVESTMENT RELATED; OWNER OF CONDO; HELP PAY MORTGAGE AND EXPENSES; LESS THAN 1% OF TIME SPENT. 2) IRREVOCABLE TRUST FOR DONALD KNAPP - 8052 NW 66TH WAY, PARKLAND, FL 33067; INVESTMENT RELATED; TRUSTEE FOR FATHER'S TRUST/MANAGE BROKERAGE ACCOUNT; LESS THAN 1% OF TIME SPENT. 3) INSURANCE SALES - 8052 NW 66TH WAY, PARKLAND, FL 33067; INVESTMENT RELATED; LIFE AND ANNUITIES SALES; LICENSED SALES PROFESSIONAL; 2 HOURS PER YEAR SPENT.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-02-21

S63 Uniform Securities Agent State Law Examination

1984-02-21

Designations

Certified Financial Planner

View on SEC IAPD