Scott David Sullivan

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 04/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Delray Beach, FL
• 08/2009 → 04/2018
  Bank Of America,Na
  Delray Beach, FL
• 04/2018 → Present
  Raymond James & Associates
  Boca Raton, FL

Previous Registrations

• 2008-02-05 → 2018-04-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Delray Beach, FL
• 1991-04-17 → 2008-02-07
  Citigroup Global Markets Inc.
  Delray Beach, FL
  Boca Raton, FL
  Delray Beach, FL
  West Palm Beach, FL
  West Palm Beach, FL

Other Businesses

(1)Name of Business: Address: 1 Town Center Rd Fl 10, Boca Raton, FL, 33486-1039, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/08/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of my joint family trust with my wife (2)Name of Business: Sullivan, Stephen G Address: 1 Town Center Rd, Boca Raton, FL, 33486, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/03/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Full Trustee duties for my father's IRR Trust

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-13
• S63 Uniform Securities Agent State Law Examination
  1985-11-21