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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-21 |
| SC | RA | APPROVED | 2021-05-13 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2003-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Ins. Co. | New York | NY | 05/1995 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
1. Insurance sales-sell products other than Guardian when appropriate, Start: 06/01/1996, Address: 52 Forest Avenue, Paramus NJ 07652, 10 total hours per month; 10 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-17 |
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