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Patricia Ellen Rosen

Access Financial Planning, LLC

Newburyport, MA

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Current Employers
Access Financial Planning, Llc

40R Merrimac Street Suite 201E, Newburyport, MA 01950 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-03-22
  • MA RA
    APPROVED
    Since 2018-03-22

Branch Locations

40R Merrimac Street Suite 201E, Newburyport, MA 01950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A Andover MA 07/1997 02/2017
Access Financial Planning, Llc Newburyport MA 02/2017 Present
Lpl Financial Llc Newburyport MA 04/2023 05/2023
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-27
S65 Uniform Investment Adviser Law Examination 2017-03-27
S63 Uniform Securities Agent State Law Examination 1985-10-01
  • S65 Uniform Investment Adviser Law Examination
    2017-03-27
  • S65 Uniform Investment Adviser Law Examination
    2017-03-27
  • S63 Uniform Securities Agent State Law Examination
    1985-10-01
Designations
Other Names
  • Patricia Ellen Murphy
  • Tricia Rosen

View on SEC IAPD

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