Mark Sanders

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Principal Life Insurance Co
  El Dorado Hills, CA
• 08/2014 → Present
  Sanders Financial Design & Insurance Solutions
  El Dorado Hills, CA
• 03/2016 → Present
  Principal Securities Inc
  El Dorado Hills, CA

Previous Registrations

• 1997-07-08 → 2009-07-21
  Transamerica Financial Advisors, Llc
  El Dorado Hills, CA
  Gold River, CA
  Eldorado Hills, CA

Other Businesses

***HEALTH INSURANCE,SELLING AND SERVICING GROUP AND INDIVIDUAL LIFE & GROUP HEALTH INSURANCE THROUGH VARIOUS CARRIERS,2/25/10-PRESENT. **Fixed insurance, Fixed life and annuities, 3/28/16. ***OUTSIDE INSURANCE, DI, 7/13/12. ***Fixed Insurance; Investment Related; El Dorado Hills, CA; Insurance Agent; Sales and service of individual long-term care and individual and group disability insurance through various carriers; Start Date: 08/31/2018; 4 hrs per month; 4 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-02-21

Designations

• Chartered Financial Consultant