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Employer firm

William Blair CRD 1252

$64.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • EQUITY RESEARCH SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-02-11
MD RA APPROVED 2019-02-04
  • IL RA
    APPROVED
    Since 2019-02-11
  • MD RA
    APPROVED
    Since 2019-02-04

Branch Locations

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

100 International Drive Suite 19000, Baltimore, MD 21202 • United States

Reisterstown, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Advisory Securities, Llc Baltimore MD 11/2002 01/2019
William Blair Chicago IL 01/2019 Present
  • 11/2002 → 01/2019
    Brown Advisory Securities, Llc
    Baltimore, MD
  • 01/2019 → Present
    Chicago, IL
Previous Registrations
  • 2003-10-28 → 2019-01-28
    Brown Advisory Securities, Llc
    Baltimore, MD
    Baltimore, MD
  • 2003-07-24 → 2003-10-10
    Brown Advisory Securities, Llc
    Baltimore, MD
Other Businesses

WILSON FACES LLC; 2485 NORTH FISH CREEK ROAD, WILSON WY 83014; PERSONAL REAL ESTATE HOLDING; MEMBER; START DATE: MAY, 2019; 0 HOURS; MEMBER BALTIMORE CEMETERY ASSOCIATION/BALTIMORE CEMETERY - 2500 E. N. AVENUE, BALTIMORE, MD 21231. MR. HOPKINS SERVES AS A BOARD MEMBER FOR THE BALTIMORE CEMETERY ASSOCIATION, A NON-PROFIT ASSOCIATION WHICH OVERSEES THE CEMETERY'S INVESTMENTS AND GENERAL OPERATIONS AND UPKEEP. START DATE OF THIS ACTIVITY: DECEMBER 2012. MR. HOPKINS DEVOTES LESS THAN 5 HOURS PER MONTH TO THIS ACTIVITY. ST. JOHN'S PARISH WESTERN RUN - 3738 BUTLER ROAD, REISTERSTOWN, MD 21136. MR. HOPKINS SERVES AS CHAIR OF THE INVESTMENT COMMITTEE OF ST. JOHN'S CHURCH, WESTERN RUN PARISH, AN EPISCOPAL CHURCH LOCATED IN BALTIMORE COUNTY, MD. STATE DATE OF THIS ACTIVITY: 2014. MR. HOPKINS DEVOTES APPROXIMATELY 5 HOURS PER QUARTER TO THIS ACTIVITY. MARYLAND HISTORICAL SOCIETY - 201 W MONUMENT ST, BALTIMORE, MD 21201. MR. HOPKINS SERVES AS A BOARD MEMBER, TREASURER OF FINANCE & INVESTMENT COMMITTEE OF THE MARYLAND CENTER FOR HISTORY AND CULTURE , WHICH COLLECTS, PRESERVES, AND INTERPRETS OBJECTS AND MATERIALS REFLECTING MARYLAND'S HISTORY. START DATE OF THIS ACTIVITY: SEPTEMBER 2015. MR. HOPKINS DEVOTES LESS THAN 5 HOURS PER MONTH TO THIS ACTIVITY. MR. HOPKINS CURRENTLY SERVES AS TRUSTEE TO THE FOLLOWING TRUSTS:THE CA PORTER HOPKINS TRUST FBO AMORY S. WELD, THE CA PORTER HOPKINS TRUST FBO CHRISTOPHER WELD, THE CA PORTER HOPKINS TRUST FBO DIXON P. WELD, THE EDWARD G. HOPKINS IRREVOCABLE TRUST, THE ROBERT D. HOPKINS, JR. IRREVOCABLE TRUST, THE WILLIAM S. HOPKINS IRREVOCABLE TRUST IN ADDITION, MR. HOPKINS SERVES AS CO-TRUSTEE ON THE FOLLOWING TRUSTS: The CA PORTER HOPKINS IRREVOCABLE TRUST, THE DAVID L. HOPKINS, JR. IRREVOCABLE TRUST, THE D. L. HOPKINS TRUST, THE ROBERT & MARJORIE TAYLOR IRREVOCABLE TRUST, THE BLUE MOUNT IRREVOCABLE TRUST, LESS THAN 1 HOUR PER MONTH PER TRUST IS DEVOTED TO THIS ACTIVITY. SOUTH SHORE ROAD LP; 2040 GEIST ROAD, REISTERSTOWN, MD 21136; HOLDS REAL PROPERTY; GENERAL PARTNER; 2002; 5 HOURS PER MONTH; GENERAL PARTNER SLEEPY DOG FARM LLC; 2040 GEIST ROAD, REISTERSTOWN, MD 21136; FARMING; MEMBER; 10/08/2019; 3 HOURS PER WEEK; MEMBER THOMAS WILSON FOUNDATION FOR THE CHILDREN OF BALTIMORE CITY; P.O. BOX 3418 BALTIMORE, MD 21225-0418; NON-PROFIT FOUNDATION; PRESIDENT; 09/13/2019; 5 HOURS PER MONTH; OVERSEE THE BOARD AND ORGANIZATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-22
S63 Uniform Securities Agent State Law Examination 1984-01-06
  • S65 Uniform Investment Adviser Law Examination
    2003-07-22
  • S63 Uniform Securities Agent State Law Examination
    1984-01-06

View on SEC IAPD

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