Frederick Earl Vanpatten

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1. VARIOUS OUTSIDE INSURANCE ACTIVITIES, 2. QUALIFIED PLAN SOUTHEAST CONFERENCE , LOCATION CHANGES EACH YEAR, VOLUNTEER; COORDINATE SPEAKERS AND ASSIST WITH REGISTRATION; START 9/1995, 2 HR PER MO, 0 COMP; NON INVESTMENT RELATED.3. JOHNS CREEK CHAMBER OF COMMERCE, 11695 JOHNS CREEK PKWY, SUITE 100, JOHNS CREEK, GA 30097, MEMEBER, GENERAL MEMBERSHIP,03/01/2007, 1 HR PER MONTH, NON INVESTMENT RELATED. 4. FORSYTH COUNTY CHAMBER OF COMMERCE, 212 WEBB ST, SUITE 200, COMMING, GA 30040, MEMBER , GENERAL MEMBERSHIP, 01/01/2015, 2 HRS PER MONTH, NON INVESTMENT RELATED.5. ASSOCIATE GENERAL CONTRACTORS OF GEORGIA, 1940 THE EXCHANE ATLANTA, GA 30339, MEMBER,GENERAL MEMBERSHIP, 1/01/2018, 0 HRS PER MONTH, NON INVESTMENT RELATED. 6. TRUSTEE FOR WIFE TRUST, 7. TRUSTEE FOR SPOUSE FAMILY TRUST. 8. EVANS GENERAL CONTRACTORS, LLC, 3050 NORTHWINDS PARKWAY, STE 200, ALPHARETTA, GA 30009, HONOR AMBASSADOR - VOLUNTEER, MEET WITH AND HELP PROMOTE COMMUNITY INVOLVEMENT AND GOOD RELATIONS WITH MILTON ROSWELL AND ALPHARETTA POLICE DEPTS AND FIRST RESPONDERS, 09/02/2025, 4HRS/MO. 9.NABIP-national association of health underwriters, 999E Street,NW ste 400, Washington,DC, 20004, Member, attend continuing education mtgs periodically on voluntary basis, 03/01/2016, 1HR/Mo. Not investment related. 10.NAIFA-national association of financial advisors ,1000 Wilson Blvd ste 1890, Arlington, VA,22209, Member, attend continuing education mtgs periodically, 01/01/1984, 1HR/MO. Not investment related. 11.National Association of Plan Advisors-4401 Fairfax Drive,ste 600, Arlington,Va,22203, Member, 03/01/2016, 2HRS/Mo. Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-08
• S63 Uniform Securities Agent State Law Examination
  1985-07-11

Other Names

• Frederick Vanpatten