Richard Allen Bone

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → Present
  Howe Barnes Investments, Inc.
  Chicago, IL
• 05/2000 → Present
  Marshall Capital Management, Inc.
  Chicago, IL
• 04/2011 → Present
  Raymond James & Associates, Inc.
  Chicago, IL

Previous Registrations

• 2000-05-18 → 2011-12-31
  Howe Barnes Capital Management, Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

(1) THE FIRM HAS APPROVED THIS INDIVIDUAL TO BE INVOLVED AS AN OFFICER/DIRECTOR OF ONE OR MORE AFFILIATES AS NEEDED. THIS IS DONE CONCURRENTLY AND AS A PART OF NORMAL ROUTINE WITH THE BROKER/DEALER.)

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-28
• S63 Uniform Securities Agent State Law Examination
  1984-04-27

Designations

• Certified Financial Planner

Other Names

• Richard A Bone