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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-02-23 |
| DC | RA | APPROVED | 2009-01-08 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
1921 Gallows Road Suite 220, Vienna, VA 22182 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Vienna | VA | 12/2008 | Present |
1.SHAMROCK LACROSSE, LLC - A SPORTS TRAING COMPANY -REGISTERED TO MY RESIDENCE. HOST LACROSSE CAMPS 102010 - - OWNER, ONE HOURE PER MONTH. 2.BEACH HOUSE RENTAL: CO OWNER WITH MY WIFE.569 & 571 MAIN ST. MANASQUAN NJ 08736. 2 HRS PER MONTH 0 HRS DURING TRADING. LANDSCAPING, CLEANING & PAINTING. 3.BRODERICK ON MAIN, LLC- MANAGER. 0 HOURS DURING TRADING HOURS, RENTAL REAL ESTATE, REGISTERED TO MY RESIDENCE. NON-INVESTMENT RELATED, FEB 2026 START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-30 |
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