Eric Charles Kuby

Current Employers

Employment History

• 09/2004 → 10/2016
  North Star Investment Services, Inc.
  Chicago, IL
• 12/2004 → Present
  North Star Investment Management Corp.
  Chicago, IL
• 10/2016 → 12/2021
  Newedge Securities, Inc.
  Chicago, IL

Previous Registrations

• 2000-08-05 → 2004-10-04
  Wells Fargo Clearing Services, Llc
  Chicago, IL

Other Businesses

1)KUBY GOTTLIEB INVESTMENTS~INVESTMENT RELATED~20 N. WACKER DRIVE, #1416, CHICAGO, IL 60606~PARTNERSHIP~50% OWNER~SEPTEMBER 1997~2HRS PER MONTH~2HRS PER MONTH DURING MARKET~ADMINISTRATIVE - - - - - - - - - - - 2)NORTH STAR FINANCIAL SERVICES~INVESTMENT RELATED~20 N. WACKER DRIVE, #1416, CHICAGO, IL 60606~HOLDING COMPANY~PRESIDENT~SEPTEMBER 2004~2HRS PER MONTH~2HRS PER MONTH DURING MARKET~REVIEW DOCUMENTS - - - - - - - - - - - 3)REGAL INVESTMENT ADVISORS LLC~INVESTMENT RELATED~2687 44TH STREET, SE, KENTWOOD, MI 49512~RIA~INVESTMENT COMMITTEE MEMBER~MARCH 2016~2HRS PER MONTH~2HRS PER MONTH DURING MARKET~ATTEND MEETINGS-------------5) NEWEDGE SECURITIES, INC.; INVESTMENT-RELATED; 1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222; REGISTERED BROKER DEALER; REGISTERED REPRESENTATIVE; NOVEMBER 2016.; 10-20 HOURS/MONTH; 15 HOURS/MONTH DURING TRADING HOURS; INVESTMENT SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-05
• S63 Uniform Securities Agent State Law Examination
  1983-11-29