Thomas Shaw Levin

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-12

TX RA
APPROVED_RES

Since 2020-05-12

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Phoenix	AZ	07/1993	Present
Morgan Stanley Smith Barney	Phoenix	AZ	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

Phoenix, AZ
06/2009 → Present

Morgan Stanley Smith Barney

Phoenix, AZ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

1. Saguaro Partners Holdings LLC; Investment related Yes; Phoenix, AZ; Private equity and venture capital; President (proprietor, partner, officer, director, employee, trustee, agent); Sep 2013; During business hours: 1; After business hours: 5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-16
S63	Uniform Securities Agent State Law Examination	1985-05-22

S65 Uniform Investment Adviser Law Examination

1992-06-16
S63 Uniform Securities Agent State Law Examination

1985-05-22

Other Names

Tom Levin

View on SEC IAPD