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Victoria Crissy Miller

Wells Fargo Clearing Services, LLC

Lake Mary, FL

CRD 1203049

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-05
FL RA APPROVED 2020-07-13
  • TX RA
    APPROVED_RES
    Since 2021-01-05
  • FL RA
    APPROVED
    Since 2020-07-13

Branch Locations

1025 Greenwood Blvd Ste 179, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Orlando FL 03/2014 07/2020
Wells Fargo Clearing Services, Llc Lake Mary FL 07/2020 Present
Previous Registrations
  • 2014-03-12 → 2020-07-22
    Ubs Financial Services Inc.
    Winter Park, FL
  • 2012-01-18 → 2014-02-18
    Truist Investment Services, Inc.
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-28
S63 Uniform Securities Agent State Law Examination 1997-02-03
  • S66 Uniform Combined State Law Examination
    2011-11-28
  • S63 Uniform Securities Agent State Law Examination
    1997-02-03
Other Names
  • Victoria Maureen
  • Victoria Maureen Crissy
  • Vicky Crissy Miller
  • Victoria Crissy Miller
  • Vicky Crissy Miller

View on SEC IAPD

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Nearby Investors

JEFFREY JOSEPH HOVERMALE
RICHARD ALLEN HUMPHREYS
JOHN DUSTIN RIGGS

Nearby Offices

ROBO ADVISOR, INC. · LAKE MARY, FL
BLUESTAR WEALTH MANAGEMENT · LAKE MARY, FL
FAMILYWEALTH · LAKE MARY, FL

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