Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-10
FL RA APPROVED 2026-04-06
TX RA APPROVED_RES 2026-04-01
  • VA RA
    APPROVED
    Since 2026-04-10
  • FL RA
    APPROVED
    Since 2026-04-06
  • TX RA
    APPROVED_RES
    Since 2026-04-01

Branch Locations

12653 Sw Cr 769 Suite D, Lake Suzy, FL 34269 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

2 Cardinal Park Drive Se Suite 101 B, Leesburg, VA 20175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2015 03/2026
Kestra Investment Services, Llc Lake Suzy FL 03/2026 Present
Kestra Advisory Services, Llc Lake Suzy FL 03/2026 Present
Previous Registrations
Other Businesses

Name: SARGENT RAMOUTH LLC POSITION: My husband and I are the two partners of Sargent Ramouth LLCin NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2016 ADDRESS: 2 Cardinal Park Drive SE, Unit 101B, Leesburg VA 20175, United States DESCRIPTION: My duties are passive Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: POLARIS FINANCIAL STRATEGY GROUP POSITION: Managing Principal NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 12653 SW CR 769, Suite D, Lake Suzy FL 34269, United States DESCRIPTION: n/a

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-21
S65 Uniform Investment Adviser Law Examination 1998-09-21
  • S63 Uniform Securities Agent State Law Examination
    1999-10-21
  • S65 Uniform Investment Adviser Law Examination
    1998-09-21
Other Names
  • Leslie Ann Evans
  • Leslie Ann Wyckoff
  • Leslie Ann Evans

View on SEC IAPD

More in Lake Suzy, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor