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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-04-10 |
| FL | RA | APPROVED | 2026-04-06 |
| TX | RA | APPROVED_RES | 2026-04-01 |
Branch Locations
12653 Sw Cr 769 Suite D, Lake Suzy, FL 34269 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2 Cardinal Park Drive Se Suite 101 B, Leesburg, VA 20175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2015 | 03/2026 |
| Kestra Investment Services, Llc | Lake Suzy | FL | 03/2026 | Present |
| Kestra Advisory Services, Llc | Lake Suzy | FL | 03/2026 | Present |
Name: SARGENT RAMOUTH LLC POSITION: My husband and I are the two partners of Sargent Ramouth LLCin NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2016 ADDRESS: 2 Cardinal Park Drive SE, Unit 101B, Leesburg VA 20175, United States DESCRIPTION: My duties are passive Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: POLARIS FINANCIAL STRATEGY GROUP POSITION: Managing Principal NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 12653 SW CR 769, Suite D, Lake Suzy FL 34269, United States DESCRIPTION: n/a
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-10-21 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-21 |
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