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Thomas David Fieldman

Rbc Capital Markets, LLC

Wilmington, DE

Landenberg, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-03-20
DE RA APPROVED 2008-06-30
  • PA RA
    APPROVED
    Since 2019-03-20
  • DE RA
    APPROVED
    Since 2008-06-30

Branch Locations

1013 Centre Road Suite 400, Wilmington, DE 19805-1265 • United States

Landenberg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Wilmington DE 06/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-08
S63 Uniform Securities Agent State Law Examination 1983-11-02
  • S66 Uniform Combined State Law Examination
    2011-06-08
  • S63 Uniform Securities Agent State Law Examination
    1983-11-02
Other Names
  • Thomas R Fieldman

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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