Richard Frank Parnigoni

Current Employers

Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2023-07-21

NH RA
APPROVED

Since 2023-07-21

Branch Locations

Windham, NH • United States

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investors Capital Corporation	Lynnfield	MA	01/2015	10/2016
Cetera Advisors Llc	Denver	CO	10/2016	07/2018
Lpl Financial Llc	Salem	NH	07/2018	04/2021
Securities America, Inc	Salem	NH	04/2021	01/2023
Securities America Advisors	Salem	NH	04/2021	01/2023
Securities America Advisors	Windham	NH	01/2023	03/2023
Securities America, Inc	Windham	NH	01/2023	03/2023
Newbridge Securities Corporation	Boca Raton	FL	03/2023	04/2023
Newbridge Financial Services Group, Inc.	Boca Raton	FL	03/2023	04/2023
Pin Wealth	North Reading	MA	04/2023	06/2023
Aegis Capital Corp	Melville	NY	07/2023	Present

01/2015 → 10/2016

Investors Capital Corporation

Lynnfield, MA
10/2016 → 07/2018

Cetera Advisors Llc

Denver, CO
07/2018 → 04/2021

Lpl Financial Llc

Salem, NH
04/2021 → 01/2023

Securities America, Inc

Salem, NH
04/2021 → 01/2023

Securities America Advisors

Salem, NH
01/2023 → 03/2023

Securities America Advisors

Windham, NH
01/2023 → 03/2023

Securities America, Inc

Windham, NH
03/2023 → 04/2023

Newbridge Securities Corporation

Boca Raton, FL
03/2023 → 04/2023

Newbridge Financial Services Group, Inc.

Boca Raton, FL
04/2023 → 06/2023

Pin Wealth

North Reading, MA
07/2023 → Present

Aegis Capital Corp

Melville, NY

Previous Registrations

2023-04-25 → 2023-06-02

Pin Wealth

North Reading, MA

Woburn, MA

Windham, NH
2023-04-05 → 2023-04-17

Nfsg Corporation

Windham, NH

Boca Raton, FL
2021-04-23 → 2023-03-09

Securities America Advisors, Inc.

Salem, NH

Woburn, MA
2018-07-25 → 2021-05-21

Lpl Financial Llc

Woburn, MA

Salem, NH

Salem, NH

Woburn, MA

Alpharetta, GA
2016-10-03 → 2018-07-27

Cetera Advisors Llc

Woburn, MA
2015-01-26 → 2016-10-03

Investors Capital Corp.

Woburn, MA

Woburn, MA

Lynnfield, MA

Lynnfield, MA
2013-03-20 → 2015-02-03

Signator Investors, Inc.

Westborough, MA

Woburn, MA

Westborough, MA
2010-04-09 → 2011-03-25

Cantella & Co., Inc.

Woburn, MA

Malden, MA

Woburn, MA
2009-11-17 → 2010-03-11

Td Wealth Management Services Inc.

Wellesley, MA

Lexington, MA
2007-11-07 → 2009-11-17

Cetera Investment Services Llc

Lexington, MA
2004-08-31 → 2006-04-24

Jesup & Lamont Securities Corp

New York, NY

Other Businesses

1) PAR FINANCIAL D/B/A, ALL SECURITIES OFFERED THROUGH AEGIS CAPITAL CORP, 1305 WALT WHITMAN RD., SUITE 120 MELVILLE, NY 11747 2) ACC AGENCY, INC., 1305 WALT WHITMAN RD., STE 120 MELVILLE, NY 11747; INVESTMENT RELATED; GENERAL INSURANCE AGENCY; PRODUCER/AGENT; START DATE: 12-19-2023; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS; 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-06
S63	Uniform Securities Agent State Law Examination	1984-01-18

S65 Uniform Investment Adviser Law Examination

2002-06-06
S63 Uniform Securities Agent State Law Examination

1984-01-18

Other Names

Richard Frank Parnigoni

View on SEC IAPD