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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-10 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
10333 N Meridian St Ste 120, Carmel, IN 46290-1074 • United States
Carmel, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Carmel | IN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Carmel | IN | 03/2020 | Present |
Business Ownership; Foster, Pike & Associates; Owner; Manage Ameriprise Business; 10333 Meridian St., Ste. 120, Carmel, IN, 46290; Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Foster, Pike and Associates; Owner; Manage advisory business; 10333 North Meridian St., Ste. 120, Carmel, IN, 46290; Investment-Related; 06/01/2005; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-31 |
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