Bruce Michael Cohen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-15
NJ	RA	APPROVED	2023-06-01

FL RA
APPROVED

Since 2025-12-15
NJ RA
APPROVED

Since 2023-06-01

Branch Locations

Port St Lucie, FL • United States

2 Kings Highway West Ste 206, Haddonfield, NJ 08033 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Liberty Partners Financial Services	Bakersfield	CA	08/2010	05/2023
Lpl Financial Llc	Haddonfield	NJ	05/2023	Present

08/2010 → 05/2023

Liberty Partners Financial Services

Bakersfield, CA
05/2023 → Present

Lpl Financial Llc

Haddonfield, NJ

Other Businesses

1) 05/18/2023 - Tax Prep/Accounting/CPA - NJ 08033 - Investment related - 8 Hours per month - Start date: 08/01/2002.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-12-02
S63	Uniform Securities Agent State Law Examination	1983-11-21

S65 Uniform Investment Adviser Law Examination

2002-12-02
S63 Uniform Securities Agent State Law Examination

1983-11-21

Designations

Chartered Financial Consultant

View on SEC IAPD