Susan Lynn Cooper

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Cambridge Investment Research Inc
  Fairfield, IA
• 04/2014 → Present
  Cambridge Investment Research Advisors Inc
  Fairfield, IA

Previous Registrations

• 1991-01-25 → 2014-04-29
  Cooper Financial Services, Inc.
  Hamden, CT

Other Businesses

1)SUSAN COOPER CAPITAL MANAGEMENT INC, 2529 WHITNEY AVE, HAMDEN, CT, 12/2015 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/WK - 5/TRADING. 2)SUSAN COOPER CAPITAL MANAGEMENT INC, 2529 WHITNEY AVE, HAMDEN, CT, 04/01/2014, IAR, DBA Name, INV REL, 160 HR/MO - 120/TRADING. 3)NOTARY PUBLIC, HAMDEN, CT. STARTED 01/2000. SPENDS NO TIME ON THIS ACTIVITY. NOT INVESTMENT RELATED. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. 04/01/14

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-09-04

Designations

• Certified Financial Planner

Other Names

• Susan Lynn Cooper
• Sue Cooper