Lauren Ross Pedersen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	1992-05-14

WI RA
APPROVED

Since 1992-05-14

Branch Locations

Verona, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Madison	WI	09/1983	Present
Story Creek Inc	Mt. Vernon	WI	07/2002	Present

09/1983 → Present

Royal Alliance Associates, Inc.

Madison, WI
07/2002 → Present

Story Creek Inc

Mt. Vernon, WI

Previous Registrations

1996-06-17 → 2010-12-31

Norsk Investment Advisers, Llc

Madison, WI

Other Businesses

1-ROYAL ALLIANCE ADVISORY SERVICES, INVESTMENT RELATED, ONE WORLD FINANCIAL CENTER; 15TH FLOOR, NEW YORK, NEW YORK 10281, REGISTERED INVESTMENT ADVISOR REPRESENTATIVE, START DATE: 10-1-2010, 40 HRS MONTH, 25 HRS MONTH DURING SECURITIES TRADING, MANAGE CLIENT ACCOUNTS FOR A FEE. MONITORING ASSETS AND ADVISING CLIENTS ABOUT PORTFOLIO ALLOCATIONS TO MEET THIER INDIVIDUAL NEEDS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-10-20

S63 Uniform Securities Agent State Law Examination

1983-10-20

Other Names

Ross Arne Pedersen

View on SEC IAPD