Viviana P Santiago

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-11-14

NJ RA
APPROVED

Since 2023-11-14

Branch Locations

26 Main St Ste 101, Chatham, NJ 07928 • United States

West Caldwell, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2023
Wells Fargo Advisors Financial Network, Llc	Chatham	NJ	11/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	Present

01/2015 → 11/2023

Morgan Stanley Private Bank, National Association

New York, NY
11/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Chatham, NJ
01/2015 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2011-06-30 → 2023-11-21

Morgan Stanley

Little Falls, NJ
2005-07-11 → 2011-07-05

Wells Fargo Clearing Services, Llc

Bloomfield, NJ

Maplewood, NJ

Newark, NJ

Glen Ridge, NJ

Newark, NJ

Short Hills, NJ

Other Businesses

ST JAMES WEALTH MANAGEMENT; INV RELATED; WEST CLADWELL,NJ; 100% OWNERSHIP; START 02/27/2024; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-28
S63	Uniform Securities Agent State Law Examination	1985-11-11

S65 Uniform Investment Adviser Law Examination

2005-06-28
S63 Uniform Securities Agent State Law Examination

1985-11-11

Other Names

Viviana Pelicot Santiago
Santiago P Viviana
Viviana Pelicot Santiago
Viviana Santiago

View on SEC IAPD