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Deborah Merron Gwizd

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hyannis, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-21
TX RA APPROVED_RES 2009-03-05
RI RA APPROVED 2007-01-24
  • CT RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED_RES
    Since 2009-03-05
  • RI RA
    APPROVED
    Since 2007-01-24

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hyannis MA 04/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-23
S65 Uniform Investment Adviser Law Examination 1996-06-11
S63 Uniform Securities Agent State Law Examination 1987-10-15
  • S66 Uniform Combined State Law Examination
    2007-01-23
  • S65 Uniform Investment Adviser Law Examination
    1996-06-11
  • S63 Uniform Securities Agent State Law Examination
    1987-10-15
Other Names
  • Debbie Gwizd
  • Debbie Gwizd

View on SEC IAPD

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MORGAN STANLEY · HYANNIS, MA
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