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Scott Dean Pollack

Equitable Advisors, LLC

Nutley, NJ

CRD 1200572

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-20
  • NJ RA
    APPROVED
    Since 2024-02-20

Branch Locations

Nutley, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Mills SC 09/2005 02/2022
Noblebridge Wealth Dba Pollack Financial Group, Llc Nutley NJ 02/2022 02/2024
Equitable Advisors, Llc New York NY 02/2024 Present
  • 09/2005 → 02/2022
    Lpl Financial
    Fort Mills, SC
  • 02/2022 → 02/2024
    Noblebridge Wealth Dba Pollack Financial Group, Llc
    Nutley, NJ
  • 02/2024 → Present
    New York, NY
Previous Registrations
  • 2022-02-25 → 2024-02-22
    North Caldwell, NJ
    Nutley, NJ
  • 2006-09-08 → 2022-03-15
    Upper Montclair, NJ
    Fort Mill, SC
    Montclair, NJ
    Leland, NC
    Leland, NC
  • 2002-07-31 → 2006-09-12
    Cetera Wealth Services, Llc
    Upper Montclair, NJ
Other Businesses

Rental property, Landlord. 596 Franklin Ave, Nutley, NJ, not investment related, 5 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-26
S63 Uniform Securities Agent State Law Examination 1992-05-20
  • S65 Uniform Investment Adviser Law Examination
    1998-02-26
  • S63 Uniform Securities Agent State Law Examination
    1992-05-20
Other Names
  • Scott D Pollack

View on SEC IAPD

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