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Victor Ira Colley

Prime Capital Equities LLC

San Diego, CA

CRD 1200543

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Employer firm

Prime Capital Equities LLC CRD 157411

$50.0M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prime Capital Equities Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-03
  • CA RA
    APPROVED
    Since 2021-11-03

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. La Jolla CA 01/1992 Present
Self Not Given CA 05/1995 Present
Amway Not Given CA 05/1995 Present
Coldwell Banker Residential Realty San Diego CA 09/2003 07/2021
Coldwell Banker Realty Referral Network San Diego CA 07/2021 09/2021
Prime Capital Equities Llc San Diego CA 09/2021 Present
  • 01/1992 → Present
    Charles Schwab & Co., Inc.
    La Jolla, CA
  • 05/1995 → Present
    Self
    Not Given, CA
  • 05/1995 → Present
    Amway
    Not Given, CA
  • 09/2003 → 07/2021
    Coldwell Banker Residential Realty
    San Diego, CA
  • 07/2021 → 09/2021
    Coldwell Banker Realty Referral Network
    San Diego, CA
  • 09/2021 → Present
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-08
S63 Uniform Securities Agent State Law Examination 1985-07-19
  • S65 Uniform Investment Adviser Law Examination
    2021-09-08
  • S63 Uniform Securities Agent State Law Examination
    1985-07-19

View on SEC IAPD

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