Best Investors
Account
Sign in
Prime Capital Equities LLC CRD 157411
$50.0M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
San Diego, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | La Jolla | CA | 01/1992 | Present |
| Self | Not Given | CA | 05/1995 | Present |
| Amway | Not Given | CA | 05/1995 | Present |
| Coldwell Banker Residential Realty | San Diego | CA | 09/2003 | 07/2021 |
| Coldwell Banker Realty Referral Network | San Diego | CA | 07/2021 | 09/2021 |
| Prime Capital Equities Llc | San Diego | CA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-19 |
Reach out to this advisor