Stewart Jay Weissman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2023
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
• 06/2026 → Present
  Lpl Financial Llc
  Rancho Santa Fe, CA
• 06/2026 → Present
  Weissman Advisory Group Inc.
  Rancho Santa Fe, CA
• 01/1975 → 06/2026
  Wealth Preservation, Llc
  Del Mar, CA
• 02/2023 → 06/2026
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2023-02-01 → 2026-06-08
  Integrated Wealth Concepts Llc
  Rancho Santa Fe, CA
• 2021-02-01 → 2023-03-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
  Rancho Santa Fe, CA
• 2013-09-16 → 2020-12-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
  Rancho Santa Fe, CA
• 2013-04-15 → 2013-08-21
  Scf Investment Advisors, Inc.
  Fresno, CA
• 2007-06-21 → 2013-04-15
  First Heartland Consultants, Inc.
  Encinitas, CA
• 2003-09-26 → 2006-12-20
  Osaic Fs, Inc.
  Encinitas, CA

Other Businesses

1. 06/2026 - Weissman Advisory Group Inc. - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/4/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-10
• S63 Uniform Securities Agent State Law Examination
  1996-07-01