Kathleen Case Joyal

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2003-03-31
TX	RA	APPROVED_RES	1985-08-19

NJ RA
APPROVED

Since 2003-03-31
TX RA
APPROVED_RES

Since 1985-08-19

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bridgewater Township	NJ	08/1983	Present
Bank Of America,Na	Bridgewater	NJ	12/2009	Present

08/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater Township, NJ
12/2009 → Present

Bank Of America,Na

Bridgewater, NJ

Other Businesses

I*3181282 Entity Type: Fiduciary role Name of OBA: K. C J. EXEC EST OF L. C. Address: Branchburg, New Jersey, 08853 Investment Related: No Position, Title, Association: Executor Employee Start Date: 11/17/2025 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Executor/ Self, Siblings

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-30
S63	Uniform Securities Agent State Law Examination	1984-06-01

S65 Uniform Investment Adviser Law Examination

1995-05-30
S63 Uniform Securities Agent State Law Examination

1984-06-01

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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