Herbert Charles Hollender

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 11/2020
  Ubs Financial Services Inc
  Wellesley, MA
• 11/2020 → 11/2020
  Ameriprise Financial Services Inc
  Middleton, MA
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Middleton, MA
• 11/2020 → Present
  Ameriprise Financial Services, Llc.
  Middleton, MA

Previous Registrations

• 2008-06-18 → 2020-11-17
  Ubs Financial Services Inc.
  Wellesley, MA
  Peabody, MA
  Gloucester, MA
• 2003-07-01 → 2008-06-19
  Wells Fargo Clearing Services, Llc
  Waltham, MA
  Waltham, MA
• 2000-05-22 → 2003-07-01
  Prudential Equity Group, Llc
  Wellesley, MA

Other Businesses

Real Estate Ownership; Single Family; 7 ships bell rd, , gloucester, MA, 1930; Not Investment-Related; 11/17/2020.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-10-26

Other Names

• Herbert Charles Hollender
• Herb Hollender